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NINETY ONE PLC - TR-1: Standard form for notification of major holdings

Release Date: 16/09/2020 13:00:00      Code(s): N91 NY1       PDF(s):  
TR-1: Standard form for notification of major holdings

Ninety One Limited                                     Ninety One plc
Incorporated in the Republic of South Africa           Incorporated in England and Wales
Registration number 2019/526481/06                     Registration number 12245293
Date of registration: 18 October 2019                  Date of registration: 4 October 2019
JSE share code: NY1                                    LSE share code: N91
ISIN: ZAE000282356                                     JSE share code: N91
                                                       ISIN: GB00BJHPLV88




TR-1: Standard form for notification of major holdings

NOTIFICATION OF MAJOR HOLDINGS (to be sent to the relevant issuer and to the FCA in Microsoft
Word format if possible)i

1a. Identity of the issuer or the underlying issuer
of existing shares to which voting rights are                                            Ninety One plc
attachedii:
1b. Please indicate if the issuer is a non-UK issuer (please mark with an “X” if appropriate)
Non-UK issuer

2. Reason for the notification (please mark the appropriate box or boxes with an “X”)

An acquisition or disposal of voting rights                                                                                  X

An acquisition or disposal of financial instruments

An event changing the breakdown of voting rights

Other (please specify)iii:

3. Details of person subject to the notification obligationiv
Name                                                               Forty Two Point Two
City and country of registered office (if applicable)              Ebene, Mauritius

4. Full name of shareholder(s) (if different from 3.)v

Name

City and country of registered office (if applicable)

5. Date on which the threshold was crossed or
                                                                   14 September 2020
reachedvi:

6. Date on which issuer notified (DD/MM/YYYY):                     15 September 2020

7. Total positions of person(s) subject to the notification obligation
                                                         % of voting rights
                             % of voting rights                                                           Total number of
                                                        through financial in-      Total of both in %
                             attached to shares                                                           voting rights of
                                                             struments                (8.A + 8.B)
                                (total of 8. A)                                                           issuervii
                                                      (total of 8.B 1 + 8.B 2)
Resulting situation
on the date on which
threshold was
                          21.0117%                                               21.0117%                 193,877,712
crossed or reached




                                                                                                                        1
Position of previous
notification (if           20.0971%                                               20.0971%
applicable)

 8. Notified details of the resulting situation on the date on which the threshold was crossed or
 reachedviii
 A: Voting rights attached to shares
 Class/type of              Number of voting rightsix                           % of voting rights
 shares
 ISIN code (if possible)            Direct                  Indirect                     Direct                   Indirect
                                (Art 9 of Directive    (Art 10 of Directive          (Art 9 of Directive      (Art 10 of Directive
                             2004/109/EC) (DTR5.1)       2004/109/EC)             2004/109/EC) (DTR5.1)         2004/109/EC)
                                                           (DTR5.2.1)                                             (DTR5.2.1)

 GB00BJHPLV88               193,877,712                                         21.0117%




 SUBTOTAL 8. A                                193,877,712                                          21.0117%



 B 1: Financial Instruments according to Art. 13(1)(a) of Directive 2004/109/EC (DTR5.3.1.1 (a))
                                                                              Number of voting rights
 Type of financial          Expiration       Exercise/                        that may be acquired if
                                                                                                           % of voting rights
 instrument                 datex            Conversion Periodxi              the instrument is
                                                                              exercised/converted.




                                             SUBTOTAL 8. B 1



 B 2: Financial Instruments with similar economic effect according to Art. 13(1)(b) of Directive
 2004/109/EC (DTR5.3.1.1 (b))
                                             Exercise/            Physical or
 Type of financial     Expiration                                                       Number of
                                             Conversion           cash                                     % of voting rights
 instrument            datex                                                            voting rights
                                             Period xi            settlementxii




                                                                  SUBTOTAL
                                                                  8.B.2




                                                                                                                            2
9. Information in relation to the person subject to the notification obligation (please mark the
applicable box with an “X”)
Person subject to the notification obligation is not controlled by any natural person or legal entity and does not
control any other undertaking(s) holding directly or indirectly an interest in the (underlying) issuerxiii                X
Full chain of controlled undertakings through which the voting rights and/or the
financial instruments are effectively held starting with the ultimate controlling natural person or legal entityxiv
(please add additional rows as necessary)
                                                                   % of voting rights
                                 % of voting rights if it                                           Total of both if it
                                                                 through financial in-
                                  equals or is higher                                              equals or is higher
          Namexv                                                 struments if it equals
                                  than the notifiable                                              than the notifiable
                                                                 or is higher than the
                                       threshold                                                       threshold
                                                                  notifiable threshold




10. In case of proxy voting, please identify:
Name of the proxy holder

The number and % of voting rights held

The date until which the voting rights will be held



11. Additional informationxvi




Place of completion          London, United Kingdom

Date of completion           15 September 2020



Date of release: 16 September 2020
JSE Sponsor: J.P. Morgan Equities South Africa (Pty) Ltd




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Date: 16-09-2020 01:00:00
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